AM – ORM (Operational Risk Management)

1.⁠ ⁠For Stock Broking Transaction ‘Prevent unauthorized transactions in your account, update your mobile number/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the day. | 2.⁠ ⁠For Depository Transaction Prevent unauthorized transactions in your Demat account, update your mobile number/email IDs with your Depository Participant. Receive alerts on Your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL/NSDL on the same day. | 3.⁠ ⁠KYC is a one-time exercise while dealing in securities market – once KYC is done through a SEBI registered intermediary (Broker, Mutual and DP etc.), you need not undergo the same process again when you approach another intermediary. | 4.⁠ ⁠If you are subscribing to an IPO, there is no need to issue a Cheque. Please write the bank account number or UPI payment and sign the IPO application form to authorize your bank to make payment in case of allotment. In case of non-allotment, the funds will remain in your bank account.

1. For Stock Broking Transaction: Prevent unauthorized transactions in your account, update your mobile number/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the day. | 2. For Depository Transaction: Prevent unauthorized transactions in your Demat account, update your mobile number/email IDs with your Depository Participant. Receive alerts on your registered mobile for all debit and important transactions directly from CDSL/NSDL. | 3. KYC is a one-time exercise in the securities market. Once KYC is done with any SEBI registered intermediary (Broker, Mutual Fund, DP etc.), you need not do it again. | 4. When subscribing to an IPO, no cheque is required. Enter your bank account number or UPI ID in the IPO form and authorize your bank to block funds. If not allotted, your funds remain in your bank account.

AM – ORM (Operational Risk Management)

About the role

We are looking for high ownership, self motivated candidates with excellent analytical and problem solving skills with a proven track record of result oriented performance. As a Risk analyst you will be responsible to lead the process audits, identify and analyze critical risk along with short term and long term improvement opportunities. In addition to these responsibilities the candidate would also be responsible for continuous monitoring and reporting of the key metrics, presenting the audit observation with the leadership and working cross functionally with the respective teams to streamline processes and implement improvements.

Responsibilities

Conduct risk and control assessment to identify emerging risks, non compliances and report the findings to the key stakeholders
Create quality checklist for key process and conduct internal control reviews across various processes/ functions
Monitor and analyze key risk indicators, providing regular reports to management and stakeholders.
Work closely with internal audit teams to ensure alignment between risk management and audit activities.
Conduct root cause analysis (5 Whys, Fishbone etc) against the audit observations to identify corrective and preventive actions
Partner with product, engineering, operations, compliance teams to embed risk controls at process/ product level.

Requirement:

Graduate, CA, MBA from a Tier 1 Institute preferred
2-5 years of experience in enterprise risk management, preferably within the financial industry.
Clear understanding of regulatory guidelines and frameworks.
Strong knowledge of auditing principles and procedures.
Strong analytical and problem-solving skills.
Effective communication and interpersonal skills to collaborate with diverse teams and stakeholders.

📧 Apply Now: Send your resume to 𝗵𝗿@𝘃𝗮𝗰𝗵𝗮𝗻𝗮𝗶𝗻𝘃𝗲𝘀𝘁𝗺𝗲𝗻𝘁𝘀.𝗰𝗼𝗺

📞 for more info, call: 𝟵𝟱𝟯𝟱𝟲𝟮𝟴𝟮𝟵𝟱

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Vachana Investments Pvt Ltd: Member of NSE & BSE – SEBI Registration no.: INZ000248337 CDSL: Depository services through Vachana Investments Pvt Ltd. – SEBI Registration no.: 120-79100, Registered Address: Vachana Investments Pvt Ltd.., #No. 32 2nd Main Road 1st Floor Vyalikaval Extension Bhashyam Circle SadashivNagar Opp. Bharat Petrol Pump Bangalore – 560003 Karnataka, India. For any complaints pertaining to securities broking please write to support@vachanainvestments.in, for DP related to dp@vachanainvestments.in. Please ensure you carefully read the Risk Disclosure Document as prescribed by SEBI | ICF

Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances

Investments in securities market are subject to market risks; read all the related documents carefully before investing.

Attention investors: 1.⁠ ⁠For Stock Broking Transaction ‘Prevent unauthorized transactions in your account, update your mobile number/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the day.
2.⁠ ⁠For Depository Transaction Prevent unauthorized transactions in your Demat account, update your mobile number/email IDs with your Depository Participant. Receive alerts on Your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL/NSDL on the same day.
3.⁠ ⁠KYC is a one-time exercise while dealing in securities market – once KYC is done through a SEBI registered intermediary (Broker, Mutual and DP etc.), you need not undergo the same process again when you approach another intermediary.
4.⁠ ⁠If you are subscribing to an IPO, there is no need to issue a Cheque. Please write the bank account number or UPI payment and sign the IPO application form to authorize your bank to make payment in case of allotment. In case of non-allotment, the funds will remain in your bank account.

“Prevent unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of investors. KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.” Dear Investor, if you are subscribing to an IPO, there is no need to issue a cheque. Please write the Bank account number and sign the IPO application form to authorize your bank to make payment in case of allotment. In case of non allotment the funds will remain in your bank account. As a business we don’t give stock tips, and have not authorized anyone to trade on behalf of others. If you find anyone claiming to be part of Vachana and offering such services, please write to us at compliance@vachanainvestments.in

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